“When I stepped into the role of CEO… I would act like I'm a hired CEO… I have a board that I have to report to every single month.”
CS
Chris Smith
Financial Advisor Success ·
“I report directly to our CEO with a dotted line to the board… the government likes to see the compliance officer not be beholden to the general counsel”
Jillian Marcus · The Compliance Advantage · Corporate Integrity Agreement: Preferred Partner or Liability? (with Jillian Marcus)
Play from 4:22
4:22
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What was described
structure the compliance function to report directly to the CEO with a dotted-line to the board rather than to the general counsel
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BJ
Ben Jordan
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“All the researchers that we hired into this group called TBD, they report directly to me… it's anti-bureaucracy… we have more than 200 direct reports.”
♫
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“Our default is always to say, we're going to lean in on pricing rather than leaning in on leverage or structure.”
IC
Invesco Real Estate Credit
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