“As of Jan 1 I came off the Management Committee, I'm still on the Investment Committee, and I won't take new board seats as we sell companies.”
JA
James Andersen
Buyers and Builders ·
“Bring up to them that the department has clearly said ... enforcement priorities have changed ... we need to be ready for that, because if we aren't ... it's only going to become more expensive”
Compliance into the Weeds · New Fraud Section Guidelines
Play from 20:51
20:51
Audio streams from the publisher’s own feed. Verbatim does not host or copy it.
What was described
Use new DOJ enforcement priority memo as a trigger to initiate a conversation with senior management, audit committee, and board about updated enforcement risks
Said nearby on the same subject
“The board then comes up with a compliance committee ... within 90 days ... to show how they will hold senior management accountable”
♫
Said on Compliance into the Weeds
“We have both an enforcement division and an audits division ... those have already proven to be pretty effective tools”
PL
Phil Laird
Serious Privacy ·
“In his first week, the president fired 17 federal inspectors general… reduced DOJ anti-corruption lawyers from 36 to two… SEC enforcement actions have fallen more than 90% this year.”
♫
Said on Prof G Markets
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